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Civil-Comp Proceedings
ISSN 1759-3433
CCP: 104
PROCEEDINGS OF THE SECOND INTERNATIONAL CONFERENCE ON RAILWAY TECHNOLOGY: RESEARCH, DEVELOPMENT AND MAINTENANCE
Edited by: J. Pombo
Paper 243

Optimal Control Methods for Energy Optimal Subway Operation

H.G. Bock1, R.W. Longman2, S. Sager3 and J.P. Schlöder1

1Interdisciplinary Center for Scientific Computing (IWR), Ruprecht-Karls-Universität Heidelberg, Germany
2Department of Mechanical Engineering, Columbia University, New York, USA
3Faculty of Mathematics, Otto-von-Guericke-Universität Magdeburg, Germany

Full Bibliographic Reference for this paper
, "Optimal Control Methods for Energy Optimal Subway Operation", in J. Pombo, (Editor), "Proceedings of the Second International Conference on Railway Technology: Research, Development and Maintenance", Civil-Comp Press, Stirlingshire, UK, Paper 243, 2014. doi:10.4203/ccp.104.243
Keywords: cam controlled subway trains, energy optimal subway operation, mixed integer optimal control problems, Pontryagin's Maximum Principle, Direct Multiple Shooting, nonlinear optimization boundary value problems, numerical methods.

Summary
The authors have previously developed minimal energy control strategies for the New York Metropolitan Transit Authority. Energy optimal operation of cam controlled subway trains requires the numerical solution of state and control constrained optimal control problems with both continuous and integer controls. The paper describes two rigorous mathematical solution approaches and gives numerical results for a representative station to station ride. The indirect approach based on Pontryagin's Maximum Principle and the Competing Hamiltonians algorithm leads to intricate multi-point boundary value problems in state and adjoint variables with jumps and switching conditions. A direct approach based on outer convexification, relaxation and the Krein-Milman theorem allows for offline solution of mixed integer control problems with no integer gap while avoiding the combinatorial explosion of computing time. Moreover, arbitrarily good approximations by integer solutions with finitely many switches can be constructed by adequate rounding procedures. An advanced Multiple Shooting method for the numerical solution of the resulting (optimization) boundary value problems is described.

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